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Contact: Frank Sobrino
O: (212) 669-4193

Testimony of Public Advocate Betsy Gotbaum for State Assembly Hearing on New York City Department of Building Practices

 

Thank you Chair Brennan, Chair Lentol, and Chair Lopez for allowing me this opportunity to testify.

 

Slowly but surely, the landscape of New York City is changing. The insatiable demand for housing has triggered waves of new development. In response, the City has rezoned certain neighborhoods to preserve their unique character and protect their quality of life.

 

But these rezonings have had an unfortunate unintended consequence. Unscrupulous businessmen, seeing the opportunity for high-density, high-profit development in these neighborhoods slip away, are rushing to launch out-of-scale, out-of-character projects before the rezonings take effect.

 

The rush-to-build phenomenon has a drastic impact on safety and quality of life. Workers illegally continue construction after daylight hours, filling the night with noise. Hazardous conditions endanger the lives of neighbors and workers. And when the city fails to shut down sites that violate its codes, the community gets stuck with exactly the kind of ugly, imposing buildings that rezoning is supposed to stop.

 

Recently, the residents of South Park Slope scored a victory against rushed and illegal development when the city voted unanimously to stop the Global Development company from building an 11-story tower on 15th Street. Global was using poor and illegal construction practices to beat an emergency rezoning that would limit large-scale construction in the area.

 

I have advocated vigorously on behalf of the residents of South Park Slope, so I’m pleased by the City’s decision. It’s important to note, though, that 15th Street isn’t the only site where developers have engaged in illegal practices. Across the neighborhood and in other communities throughout the city, inaccurate, self-certified architectural plans have been filed. Stop-work orders have been flagrantly violated. Hazardous construction practices have been flaunted. In August of 2005, a construction worker named Arturo Gonzalez was killed at 187 20th Street, a site that was operating with open violations from the Department of Buildings.

 

Unlike the tower at 15th Street, many of these projects have been given the go-ahead by the city. The Department of Buildings simply isn’t living up to its responsibility to monitor development in New York City, protect residents from unsafe practices, and stop projects that fail to meet city codes. Today, I would like to propose two simple reforms to empower the DOB to better fulfill its mission.

 

First, DOB needs to institute a policy of required, follow-up inspections when an initial inspection does not lead to a conclusive finding. Under the current system, when DOB inspectors cannot gain access to a site that’s been subject to complaint—when, say, no one is present at the site and the fence or door is locked—they simply file a “no access” report and the inspection is never completed. This lax approach makes it far too easy for unscrupulous developers to act recklessly without consequences. The DOB must strengthen its commitment to verifying complaints and stopping illegal practices.

 

Second, the DOB must take aggressive steps to curb the abuse of the self-certification process for contractors, architects, and developers. A plumber may be required by the DOB to use brass piping in a particular type of building, but if he uses cheaper copper piping while falsely certifying that he has obeyed all city codes, no one will know the difference until the pipes begin to deteriorate and residents are stuck with the mess.

 

Similarly, there is currently no comprehensive verification process to ensure that developers and architects stay within the boundaries of zoning resolutions. In most cases, the DOB is content to take them at their word. Predictably, this approach has led to rampant noncompliance.

 

I have already mentioned the situation in South Park Slope. My office has also received complaints about buildings blatantly being used for commercial purposes in residential zones and buildings constructed with more stories than legally allowed.

 

The first step toward curbing this flagrant disregard for the law is for the DOB to send inspectors to a higher percentage of building sites to determine the accuracy of self-certified statements filed by contractors, architects, and developers.

 

The second step is to stiffen penalties for false self-certification. At present, false self-certification is a misdemeanor that results in a fine of $1000 to $5000. Needless to say, this amount isn’t even close to enough to give a determined developer pause. Many simply write it off as a cost of doing business. In some cases, false self-certification can also lead to suspension of the right to self-certify or suspension of the guilty party’s license to do business. But even this is not necessarily an effective deterrent. Architects whose right to self-certify has been suspended have been known to simply pass off their self-certification responsibilities to another member of their firm.

 

We need to get tough on contractors, architects, and developers who knowingly file false self-certifications as a way of cutting corners and thumbing their noses at communities that have successfully lobbied for rezoning. I have already co-sponsored legislation in the City Council raising penalties for developers who violate stop work orders or work without a permit. Today I recommend a similar increase for false self-certification, as well as suspensions that affect not only individual violators but also the firms that allow or even encourage them to work outside the law.

 

These reforms will help the DOB live up to its responsibility to protect neighborhoods throughout New York City. No community should feel like it’s under siege from developers hell-bent on turning a profit at the expense of quality of life.

 

Perhaps the greatest damage inflicted by the bad developers in the bunch is that their unsafe, illegal, obnoxious practices cause many New Yorkers to think of all development as the enemy. Development is not the enemy. Development is a good and necessary thing. Our city desperately needs more housing if it’s to sustain and grow its middle class. But our city also needs government to do its job and ensure that development is undertaken in the interests of the people, not in spite of them.

 

Thank you.

 

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